Module 1 — Safeguarding obligations in plain language
What “client money” means for e-money models, how Korea-focused supervisory expectations shape desk practice, and where marketing language collides with ledger reality.
E-Money Safeguarding Audit Fundamentals
A six-module program that turns safeguarding obligations into a repeatable audit preparation rhythm for Korean fintech issuers and their advisors.
6 modules
Live clinics
Evidence checklist included
Who this is for
Compliance managers, treasury analysts, internal auditors, and external reviewers supporting e-money or prepaid issuers. You should already know your product rails; we focus on how those rails appear under safeguarding scrutiny.
Learning outcomes
- Draw a float topology that links customer liabilities to safeguarding accounts and settlement partners.
- Design reconciliation cadences with named owners and aging rules for unresolved breaks.
- Assemble an examiner-ready evidence pack with a clear narrative index.
- Practice walkthrough answers for common safeguarding findings without over-promising controls you do not have.
Curriculum
Modules
Module 2 — Float topology & bank mapping
Trace liabilities across safeguarding accounts, operating accounts, and partner wallets. Identify silent concentration risks.
Module 3 — Reconciliation ownership
Daily and period-end packs, break taxonomies, and escalation when ops folklore replaces documented process.
Module 4 — Control testing without theatre
Sample design for safeguarding controls, evidence that actually supports assertions, and how to document exceptions honestly.
Module 5 — Evidence packs & narrative indexes
Structure files so examiners can follow the story from liability to bank balance without a scavenger hunt.
Module 6 — Walkthrough clinic
Live Q&A simulations, finding response drafts, and a take-home checklist for the next review cycle.
Instructor
Who facilitates the cohort
Minji Park
Former payments compliance lead and current independent advisor focused on safeguarding reviews for e-money and prepaid programs. Minji has coached issuer desks through internal audits and external fieldwork across Korea and regional partner markets.
Her facilitation style favors annotated templates over slide decks — participants leave with files they can reuse on Monday morning.
Informational pricing
Investment
Listed amounts help you budget. Payment and enrollment are arranged offline — this site does not process checkout.
₩1,850,000 per seat · standard cohort
- Six live modules + clinic recordings for enrolled seats
- Evidence pack template and reconciliation map workbook
- Office-hour block during the walkthrough week
FAQ
Do you cover every Korean regulatory circular line-by-line?
No. We prioritize desk-ready practice and common examiner themes. Legal interpretation of a specific circular remains with your counsel — that is a real limitation of this course.
Can our external auditor join?
Yes. Many cohorts mix issuer staff with audit partners. We ask mixed teams to share only anonymized examples in live clinics.
Is there a certificate?
Participants who complete modules and the walkthrough clinic receive a completion letter. It is not a regulated professional licence.
What if our product model is unusual?
Bring a one-page float sketch to Module 2. We adapt clinic prompts where we can; highly bespoke structures may need a scoped briefing afterward.
Course reviews
Voices from recent cohorts
★★★★★
Module 5’s narrative index stopped our evidence folder from becoming a dump of PDFs. Fieldwork questions finally landed on the right file first.
Sora J. · Internal audit, Busan
“We used the reconciliation ownership worksheet the week after Module 3. Breaks older than five days now have a named owner — that alone changed our Monday standup.”
Anonymous client in wallet operations
Clear teaching. The walkthrough clinic was intense in a good way. I would have liked more coverage of foreign custodian letters; we still patched that with counsel.
Daniel M. · Risk partner, Seoul